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Business

Regulation of the Price of Mutual Fund Shares
The Securities and Exchange Commission requires that open-ended mutual fund shares must be sold at their net asset value per share plus allowable sales charges or fees. Under Rule 22c-1 of the Commission, an issuer, underwriter, or dealer may not redeem or repurchase a share of a registered investment company or mutual fund "except at a price based on the current net asset value of such security..." More...
WASTE OF CORPORATE ASSETS
WASTE OF CORPORATE ASSETS More...
Federal Regulation of Corporate Takeover Bids or Tender Offers
Traditionally, proxies of shareholders of corporate takeover targets were sought for votes in favor of the takeover. Rules issued by the Securities and Exchange Commission to regulate the content of proxies so that shareholders were able to make an informed decision provided some protection for shareholders. More...
The U.S. Foreign Corrupt Practices Act
Corrupt payments to foreign officials to obtain or keep business are prohibited by the U.S. Foreign Corrupt Practices Act. There are five elements of a violation of the provisions of the Act prohibiting bribery of foreign government officials. More...
Responsibilities of Corporate Directors and Officers
Boards of directors and officers of corporations have distinct functions. Generally, directors set corporate policy while officers carry out that policy. More...

Areas Of Practice

  • Breach of Contract
  • Brokers and Agents Liability
  • Business Counseling
  • Business Development
  • Buying and Selling
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